Regulatory compliance
7 stories covering regulatory compliance — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Catalio Access Fund VIII Files for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed an SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Hill of Ares Fund I Files for Section 3(c)(7) Exemption
D - Hill of Ares Fund I, a series of Embedding Funds LLC, filed a SEC EDGAR document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Crown Capital Fund II, LP Files for Section 3(c)(7) Exemption
Crown Capital Fund II, LP filed a document on April 23, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7), according to SEC EDGAR.
Auren Capital Partners LLC Files Under SEC Investment Company Act Section 3(c)(5)
Auren Capital Partners LLC submitted a SEC filing on April 23, 2026, related to Investment Company Act Section 3(c)(5), as reported in the EDGAR database.
ProLoan Bond Fund Files for Investment Company Act Exemptions
D/A - ProLoan Bond Fund, LLC filed a SEC document on April 23, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - Invito Opportunity Fund 2026, LP Files SEC Document
D - Invito Opportunity Fund 2026, LP submitted a filing to the SEC on April 23, 2026, as part of regulatory requirements for emerging fund managers.
Kickstart Seed Fund VII Files SEC Document Under Investment Company Act
Kickstart Seed Fund VII, L.P. filed a SEC document on April 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
